Understanding Conduct Risk and Compliance

Sessions include getting culture and conduct right, key risks surrounding conduct and compliance, and actionable items for conduct risk.

Understanding Conduct Risk and Compliance

September 12–15, 2022

Time zone: EMEA / Americas

Registration

Key reasons to attend

  • Embed strategy and governance into your conduct risk framework

  • Discuss best practices for maintaining integrity outside the office

  • Build compliance resilience in your organisation

view agenda

Customised learning

Does your team require a tailored learning solution on this or any other topic?

Working with the portfolio of expert tutors and Risk.net’s editorial team, we can develop and deliver a customised learning to make the most impact for your team, from initial assessment to final review.

find out how

Risk Training - Hero

Join our in-depth course focusing on the key tools for mitigating conduct risk. Led by subject-matter experts, sessions will develop participants’ understanding of culture and compliance and how to integrate these into your organisation’s risk framework. 

Sessions, including compliance resilience and managing external misconduct, will educate delegates on the challenges since the pandemic. Experienced professionals will provide a better understanding of hybrid working models, presenting best practices for maintaining the same conduct culture from home.  

Each 60-minute live session encourages peer-to-peer discussion for enhanced learning, providing maximum engagement with the detailed content and the opportunity to interact with the tutor through live Q&A and polls.

Learn how to

  • Build effective conduct risk frameworks and culture 

  • Embed culture and conduct into AML/KYC strategies 

  • Apply actionable items to conduct risk within your organisation 

  • Implement hybrid working models to maintain conduct and compliance 

  • Assess the Third Line of Defence in terms of regulatory landscapes and role of the internal audit 

  • Analyse conduct risk through the human risk lens 

Who should attend

Relevant departments may include but are not limited to:  

  • Conduct risk 

  • Compliance 

  • Risk culture 

  • AML 

  • KYC 

  • Risk management 

  • Cyber risk 

  • Operational risk/resilience 

Content support

For this course we have collated a selection of articles from Risk.net to supplement your learning.

Risk Training is a part of Risk.net - the world’s leading source of in-depth news and analysis on risk management, derivatives and complex finance.

View articles here

Course Tutor

Javier Munoz

Head of conduct and reputational risk

Santander

view agenda

Live Virtual training courses

 

Our live virtual training courses have been designed to engage and inspire you. Much more than a webinar, our approach includes:

  • Technical content compressed into 60-minute interactive sessions and spread out over two, three or four days

  • Facilitated collaboration including Q&A, interactive polling and group workshops

  • Live interaction with subject matter experts – get your questions answered in real time

  • Receive comprehensive course materials and supporting content from Risk.net to reinforce your learning

  • Stay connected with other learners and extend your network by joining our dedicated LinkedIn group for course participants

The online operational risk training course was great. It gave me inspiration on how to develop my risk management department
Spar Nord
A very professional and serious virtual training course
KommuneKredit Denmark
Leading experts with comprehensive material covering important topics in a very concrete and useful manner
Banco Santander Mexico
Having complex material presented by people with both a sound theoretical base, combined with actual real life experience, is the best means for us to get useful knowledge to deal with the challenges we face in today's financial environment
Cidel Bank & Trust
It was my pleasure to share my thoughts and experience and I enjoyed the feedback and questions. Outstanding virtual event. Thank you Risk Training
Northern Trust Corporation
About us
All courses
Bespoke solutions
Subscribe