Conduct Risk and Compliance

Sessions include getting culture and conduct right, key risks surrounding conduct and compliance, and actionable items for conduct risk.

Join us for this online course designed specifically for those working within conduct risk

Attendees will gain a new understanding of how to approach conduct risk within their organisation. Topics such as key risks surrounding conduct and compliance as well as actionable items for conduct risk will be covered in-depth by seasoned instructors.

Over the course of four days, delegates will have the opportunity to learn from like-minded practitioners from various financial organisations from both the US and Europe offering a global perspective. This fully online training will comprise of two 60 minute engaging presentations per day including the opportunity for discussion and Q&A.

Join us to learn how to apply best practice approaches for conduct risk and compliance within your organisation.

Thumbnail
What will you learn?
  • Building a conduct risk framework
  • How to embed risk culture into the overall corporate culture
  • Define risk management objectives for culture and conduct
  • Identifying key risks surrounding conduct and compliance
  • Regulatory landscape in terms of conduct and role of internal audit
  • Actionable items to apply conduct risk within your organisation
  • Interrelation between internal and external compliance
Thumbnail
Who Should Attend?

Relevant departments may include but are not limited to:

  • Conduct risk
  • Compliance
  • Risk culture
  • AML
  • KYC
  • Risk management
  • Cyber risk
Thumbnail
Sessions Include
  • Getting culture and conduct right
  • Building a culture and conduct risk framework
  • Key risks surrounding conduct and compliance
  • Role of 3LOD
  • Managing AML/KYC
  • External conduct and compliance
  • Actionable items for conduct risk
  • Conduct risk from a behavioural science lens
Thumbnail
Pricing options

We offer flexible pricing options for this course:

  • Early bird rates - save up to $500

  • Group booking rate - save over $1500

  • Subscribe to receive Risk Training updates and avoid missing out on additional savings

Live Virtual training courses

 

Our live virtual training courses have been designed to engage and inspire you. Much more than a webinar, our approach includes:

  • Technical content compressed into 60-minute interactive sessions and spread out over two, three or four days

  • Facilitated collaboration including Q&A, interactive polling and group workshops

  • Live interaction with subject matter experts – get your questions answered in real time

  • Receive comprehensive course materials and supporting content from Risk.net to reinforce your learning

  • Stay connected with other learners and extend your network by joining our dedicated LinkedIn group for course participants