Understanding Conduct Risk and Compliance

Sessions include getting culture and conduct right, key risks surrounding conduct and compliance, and actionable items for conduct risk.

Join us for this online course designed specifically for those working within conduct risk.

Attendees will gain a new understanding of how to approach conduct risk within their organisation. Topics such as key risks surrounding conduct and compliance as well as actionable items for conduct risk will be covered in-depth by seasoned instructors.

Over the course of four days, delegates will have the opportunity to learn from like-minded practitioners from various financial organisations from both the US and Europe offering a global perspective. This fully online training will comprise of two 60 minute engaging presentations per day including the opportunity for discussion and Q&A.

Join us to learn how to apply best practice approaches for conduct risk and compliance within your organisation.

Learn how to
  • Building and embedding conduct risk frameworks and culture 

  • Embedding culture and conduct into AML/KYC strategies 

  • Actionable items to apply conduct risk within your organisation 

  • Look into the 3rd Line of Defence in terms of regulatory landscapes and role of the internal audit 

  • External compliance, focusing on maintaining the integrity outside of the office 

  • How to implement hybrid working models to maintain conduct and compliance 

  • The human risk lens, looking at decision making in relation to unethical responses and moral temptations  

Who should attend

Relevant departments may include but are not limited to:

  • Conduct risk

  • Compliance

  • Risk culture

  • AML

  • KYC

  • Risk management

  • Cyber risk

Content support

For this course we have collated a selection of articles from Risk.net to supplement your learning.

Risk Training is a part of Risk.net - the world’s leading source of in-depth news and analysis on risk management, derivatives and complex finance.

View articles here

Live Virtual training courses

 

Our live virtual training courses have been designed to engage and inspire you. Much more than a webinar, our approach includes:

  • Technical content compressed into 60-minute interactive sessions and spread out over two, three or four days

  • Facilitated collaboration including Q&A, interactive polling and group workshops

  • Live interaction with subject matter experts – get your questions answered in real time

  • Receive comprehensive course materials and supporting content from Risk.net to reinforce your learning

  • Stay connected with other learners and extend your network by joining our dedicated LinkedIn group for course participants