Conduct Risk New York
Learn about how to implement a conduct risk framework, manage and measure it. Hear from expert tutors on AML/KYC, the difference in regulation globally, culture and the role of 3LOD.
This conduct risk training course will give you a knowledge of how to implement a conduct risk framework and a risk culture. You will also learn how to measure conduct risk through metrics and targets. Other sessions include, three lines of defence, AML and KYC and a comparison of global regulations.
What will you learn?
By the end of the two days delegates will have new or improved knowledge of:
- The conduct risk landscape and how it is managed
- How to measure and identify conduct risk within your organisation including metrics, tolerances and targets
- Develop strategies to identify and measure conduct risk
- Best practice approaches to building and implementing a cohesive conduct risk framework
- How to manage AML and KYC and ensure that conduct and culture are imbedded into your company strategies
- The 3LOD and its role in conduct auditing
Who should attend?
Relevant departments may include but are not limited to:
- Conduct
- Compliance
- Culture
- Risk Management
- Regulation
Venue
55 Broad Street
55 Broad Street, 22nd Floor
Financial District
New York, NY 10004