Conduct Risk New York

Learn about how to implement a conduct risk framework, manage and measure it. Hear from expert tutors on AML/KYC, the difference in regulation globally, culture and the role of 3LOD.

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Conduct Risk: Culture and Compliance

 

New York, 14 & 15 November

 

View Full Agenda Pricing and Registration

 

This conduct risk training course will give you a knowledge of how to implement a conduct risk framework and a risk culture. You will also learn how to measure conduct risk through metrics and targets.  Other sessions include, three lines of defence, AML and KYC and a comparison of global regulations. 

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What will you learn?

By the end of the two days delegates will have new or improved knowledge of:

  • The conduct risk landscape and how it is managed 
  • How to measure and identify conduct risk within your organisation including metrics, tolerances and targets
  • Develop strategies to identify and measure conduct risk
  • Best practice approaches to building  and implementing a cohesive conduct risk framework 
  • How to manage AML and KYC and ensure that conduct and culture are imbedded into your company strategies
  • The 3LOD and its role in conduct auditing
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Who should attend?

Relevant departments may include but are not limited to: 

  • Conduct
  • Compliance
  • Culture
  • Risk Management
  • Regulation
I found the training to be very good. I thought the depth of coverage was appropriate.
US Securities and Exchange Commission
I really enjoyed the course. The instructors are superb and the material current and well presented.
ICAP
The training was very informative. I learned a lot from the course, and would definitely attend such course again.
Federal Reserve Board

Venue

55 Broad Street

55 Broad Street, 22nd Floor

Financial District

New York, NY 10004

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