SFTR: Increasing Transparency in Capital Markets London
Sessions will include: the requirements of SFTR and how it will impact the industry, how to choose a trade repository that is beneficial for you, data gathering, and the benefits of aligning your SFTR and CSDR programs.
This course will enhance your understanding of the industry impacts under SFTR. It will discuss the reporting requirements, how to develop a break prevention strategy, disclosures, liquidity and collateral management.
Data gathering will be discussed in terms of the connection with MiFID II and EMIR and how this can be advantageous. You will also understand the role that trade repositories play and how to evaluate and choose the correct one for your organisation.
As Partner in the segment Banking & Capital Markets at BearingPoint, Yvonne Quint advises banks and investment companies regarding diverse capital markets and investment management topics. Her core areas of consulting are regulation of capital markets/capital markets compliance and optimization/digitalization of front-to-back-office processes for capital markets products. Her client base is quite broad and encompasses state banks, private banks, large international banks as well as investment companies. Over the last four years Yvonne supported various clients in implementing MiFID II and PRIIPs. Currently, SFTR is one of the crucial topics on her agenda. Before starting at BearingPoint mid of 2010, Yvonne had gained practical experience over several years in banks. Yvonne holds an Executive MBA dual-degree from EBS Business School and Durham University Business School.
Christian Boeth is a Senior Manager in Financial Services with focus on Capital Markets at BearingPoint in Frankfurt. He is leading the ABACUS/Transactions Consulting practice for implementations of transaction-based regulatory requirements according to MMSR, EMIR II, MiFIR, FinfraG and SFTR. Christian is responsible for functional designs and conceptions of several transformation, digitalization and optimization projects for various clients within Europe. As trusted business partner, he also advises financial institutions in regulatory topics like EU benchmark regulation, EMIR initial margin requirements for uncleared OTC derivatives, central clearing of exchange traded derivatives and EMIR Refit.
Furthermore, he is responsible for all topics related to securities, derivatives and structured products. He leads projects in the collateral management, clearing, custody services and treasury management space. Before joining BearingPoint, he spent many years in Investment Banking.
Christian holds a Master of Science in Business Administration from University of Marburg (Germany) as well as a Master of Finance from Bond University (Australia). He is also a CFA, FRM, CAIA and PMP charterholder.
Head of SFTR
Pirum Systems Ltd
Duncan Carpenter is Head of SFTR at Pirum Systems. He joined Pirum in 2013 after working in a number roles within securities finance at eSecLending. As part of the product team at Pirum he has worked on a number of Pirum’s market leading post-trade services and is now leading the development of their SFTR solution in partnership with IHS Markit.
CEO and Chief of Product
What will you learn?
- Current industry position and the requirements under SFTR
- How to develop a break prevention strategy
- How to evaluate trade repositories and choose the best one for your organisation
- How EMIR and MiFID II are connected to SFTR and benefits of data gathering
- How collateral will have to be reported and the effect on sources of rep securities and your liquidity
- The overlap between SFTR and CSDR, and the benefits of alignment
Who Should Attend?
Relevant departments may include but are not limited to:
- Securities finance
- Prime brokerage
- Agent lenders