Successful Regulatory Visits and Meetings - London

Pre-reading materials 

  • Pilot fatigue: how capital rules overwhelmed bank strategy - | Read article

  • Top 10 op risks 2019: regulatory risk - | Read article

  • FCA has active pipeline of misconduct investigations - | Read article

  • Lydia Bailey has partnered with the leading training company, Unicorn Training to produce an immersive e-learning tool "Successful Regulatory Meetings". Extracts of the tool will be used in the workshop - View details 

  • Howard Walwyn has written a number of articles on the importance of good documentation in financial firms. It introduces ideas that will be developed in the session on Writing for Regulators on Day two - View details  

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