Course Agenda

Agenda

Course Agenda

14:0015:00

Regtech: risks, trends, and opportunities

14:00 - 15:00

  • What is regtech and how has it developed?
  • Current progress and trends of regtech
    • How has the journey of regtech changed in recent markets?
  • Where in regulatory lifecycle most regtech innovations are taking place
  • Understanding the risks associated with embracing regtech
  • Looking for the opportunities in the regtech industry

15:0015:15

Coffee Break

15:00 - 15:15

15:1516:15

Position by large tier-1 banks, financial institutions, and regulators in relation to regtech

15:15 - 16:15

  • What are the key areas of market interests in regtech?
  • What are the large banks and other FIs using regtech for?
  • Areas where key financial regulators are using regtech
    • Digital regulatory reporting
    • Intelligence-led risk management
    • FCCRM
  • Succeeding in the regtech eco-system

14:0015:00

Practical uses for regtech and regulatory tracking

14:00 - 15:00

  • How to track regulatory events
  • Determining relevancy to the business
  • Implementing changes to procedures and policies
  • Mitigating the cost of compliance
  • How can regtech assist in this?

15:0015:15

Coffee Break

15:00 - 15:15

15:1516:15

Implementing a regulatory reporting platform

15:15 - 16:15

  • High level principles
  • Implementation of flows
  • Reporting end points
  • Controls
  • Challenges with regulatory reporting
  • The role of compliance

14:0015:00

Data management in regulatory reporting

14:00 - 15:00

  • Developing and implementing globally harmonised data standards
    • Data standards
    • Semantically accurate & simple language
  • Ensuring the quality, accuracy and usability of data collected
  • Managing the challenge of data overloading
  • The importance of internal data governance in achieving successful data architecture
  • Using regtech and data to ensure optimal, up-to-date reporting

15:0015:15

Coffee Break

15:00 - 15:15

15:1516:15

Using ML and AI for financial crime detection and compliance

15:15 - 16:15

  • What is the right technology for your organisation?
  • Real time analytics to detect financial crimes analysis
  • Ensuring monitoring and transaction data are in place
  • ML/AI cases and applications in financial crime, AML and fraud

14:0015:00

Legaltech lessons for highly regulated domains: data, contracts, inference

14:00 - 15:00

  • From “computer says no” to “computer says illegal”
  • The spectrum of identity and accountability
  • Machine-readable law, legal registers, and ontologies
  • Human subject regulation in fintech: from consumer protection to suitability and privacy
  • Frontiers: continuous learning, contract performance and safety

15:0015:15

Coffee Break

15:00 - 15:15

15:1516:15

Creating an efficient KYC compliance program

15:15 - 16:15