Agenda

Agenda

RegTech - London

Course Agenda

Day 1 - Wednesday 19th June

08:30

Registration and refreshments

09:00

Risk Management Frameworks

  • Creating and managing regulatory change management frameworks within your company

  • How are firms ensuring they have capability to manage risk and track updates?

  • Ensuring a group risk taxonomy

Speaker:

  • Amit Joshi, Business Management Consultant, Operational Risk & IT, HSBC and Managing Director, MPrime

10:30

Morning break

11:00

Compliance

  • • Data quality and programme governance to help adhere to compliance

    • Vision and implementation of Natural Language Processing

    • Automated Regulatory Compliance

    • Shared principles underpinning AI/Machine Learning and regulatory programme

Speaker: 

  • Calogero Fontana, Management Consultant, Director, PRO Consulting

12:30

Lunch

13:30

Developing Data & Challenges of Regulatory Reporting

  • Developing and implementing global harmonised;
    • Data standards
    • Semantically accurate & simple language
  • The challenges with regulatory reporting today
  • Global initiatives and moving forward

Speaker:

  • Dawd Haque, Market Initiatives, Regulatory Transformation & Strategy, Deutsche Bank

15:00

Afternoon break

15:30

Digital Reg Reporting

  • FCA & BOE focus

  • TechSprint 

  • Benefits for firms and regulators

  • Practical application

  • Feedback from pilot phases

  • Priorities moving forward 

  • How do you report and where is the data coming from?

Speakers:

  • Angus Moir, Technical Specialist, Bank of England
  • Graham Corr, Head of Regulatory Technology Development, RBS

17:00

End of day one

Day 2 - Thursday 20th June 

08:30

Refreshments

09:00

Conduct Risk & RegTech

  • Conduct risk – what are the business challenges?
  • Overview of solutions and technologies
  • Horizon scanning – what’s next for conduct risk

Speaker: Emma Parry, Head of Conduct Risk, RegTech Associates

10:30

Morning break

11:00

AI and Machine Learning 

  • The potential of IT and necessary setup

  • What options are in place at what challenges do they bring?

  • Customer focused/front office uses vs Operations focused/back office uses

  • Natural language processing to identify financial stability risks

  • Challenges for the application of AI/ML 

  • Case Study

Speaker:

  • Louis Hedde, Managing Director, Société Générale France

12:30

Lunch

13:30

KYC and AML

  • How has RegTech impacted KYC?

  • New ways of checking customer identities (retinal and other sources)

  • Real time analytics

  • Ensuring your monitoring and transaction data are in place

  • Risk based approaches 

  • RegTech and GDPR

Speaker:

  • Vesna McCreery, Director, Ansev Solutions

15:00

Afternoon break

15:30

The Rise and Rise of RegTech

  • What is happening around the globe? 

  • Regulatory overview

  • FCA sandbox

  • What next?

  • Evaluating and redefining your technology proposal

  • What is on offer? How can you choose?

  • Buy vs build vs rent 

  • Importance of reg data and how new technologies including data lake could be utilised

  • RegTech and SupTech

Speaker: 

  • Subas Roy, Partner, Oliver Wyman & Global Chairman, International RegTech Association

17:00

End of course

 

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