Agenda

Agenda

Regtech London agenda

08:3009:00

Registration & breakfast

08:30 - 09:00

09:0010:30

Current progress and trends of regtech– what to look out for the future?

09:00 - 10:30

  • Current progress and trends of regtech
  • A close view of the UK regtech industry opportunities
  • Global perspectives on regtech eco-system, innovation and key themes
  • What to look out for in the future of regtech
Subas Roy

Senior partner

Oliver Wyman & global chairman, International RegTech Association

10:3011:00

Morning break

10:30 - 11:00

11:0012:30

Position by large tier-1 banks, financial institutions and regulators in relation to RegTech

11:00 - 12:30

  • What are the key areas of market interests in Regtech?
  • What are the large banks and other FIs using Regtech for?
  • Areas where key financial regulators both in the UK and globally are using Regtech, including digital regulatory reporting, intelligence-led risk management, FCCRM etc.
  • How to succeed in the Regtech eco-system evolution?
Subas Roy

Senior partner

Oliver Wyman & global chairman, International RegTech Association

12:3013:30

Lunch & networking

12:30 - 13:30

13:3015:00

Developing data & challenges of regulatory reporting

13:30 - 15:00

  • Developing and implementing global harmonised;
    • Data standards
    • Semantically accurate & simple language
  • The challenges with regulatory reporting today
  • Global initiatives and moving forward
Dawd Haque

Global lead for regulatory market initiatives, transformation & strategy

Deutsche Bank

Global lead of Regulatory Market Initiatives at Deutsche Bank. I represent Deutsche Bank on Trade Association Committees and Working Groups as well as Regulatory Market Infrastructure and third party vendor committees.

Through the regulatory lifecycle I work with Trade Associations, Market Infrastructure providers and our peers to advocate with National Competent Authorities to identify and resolve issues. I also work with internal and external stakeholders to build regulatory solutions such as Industry Best Practices, creation of new Utilities & the fostering of innovative Technology to meet our collective obligations.

I represent the industry at the British Standards Institute Financial Service standards committee IST/012. I am on the IHS Markit Advisory Board, DTCC DerivServe Steering Committee, A-Team Group Advisory Board, a member of Eurofiling and attend FSB GUUG, CPMI-IOSCO & GLEIF Industry forums.

15:0015:30

Afternoon break

15:00 - 15:30

15:3017:00

DLT – revolutionary responses to regulatory requirements

15:30 - 17:00

  • Investing in digital assets
  • Issuing digital assets
  • Gaining efficiency in back office and beyond
  • Industry initiatives
Sabine Dittrich

Global head regulatory intelligence

UBS Asset Management

08:3009:00

Registration & breakfast

08:30 - 09:00

09:0010:30

Implementing a regulatory reporting platform

09:00 - 10:30

  • High level principles
  • Implementation of flows
  • Reporting end points
  • Controls
  • Challenges
George Moraitakis

Head of EMEA Regtech

Credit Suisse

10:3011:00

Morning break

10:30 - 11:00

11:0012:30

Using ML and AI to improve financial crime detection and compliance

11:00 - 12:30

  • ML/AI use cases and applications in financial crime, AML and fraud
  • What is the right technology for your organization?
  • Real time analytics to detect financial crimes analysis
  • Is your technology meeting regulatory expectations?
  • Ensuring your monitoring and transaction data are in place
Adam McLaughlin

Head of financial crime solutions EMEA

NICE Actimize

Parit Patel

Director of solution consulting EMEA

NICE Actimize

12:3013:30

Lunch & networking

12:30 - 13:30

13:3015:00

Legaltech lessons for the highly regulated domains: data, contracts, inference

13:30 - 15:00

  • From “Computer says no” to “Computer says illegal”
  • The spectrum of identity and accountability
  • Machine-readable law, legal registers and ontologies
  • Human subject regulation in fintech: from consumer protection to suitability and privacy
  • Frontiers: continuous learning, contract performance and safety
Drago Indjic

Data Science Practitioner

Oxquant

Drago’s hedge funds career continued in fintech as a data science practitioner at Oxquant (Oxford; FCA #232160), co-founder of Soft-Finance (Geneva), Technological Partnership (Belgrade) and Richfox Capital (Amsterdam). ETFmatic.com “robo” app runs his implementation of a fully digital investment process, following quant/PM roles in various hedge funds, a sovereign wealth fund and a multi-family office, Drago has co-edited the Legaltech book for Wiley (2020) and lectures part-time at Queen Mary and Regents. Member of the IEEE and IET, PhD (Imperial College), Dipl Ing (Belgrade), fintech and AI funding reviewer for the EU and @dindjic on Twitter.

15:0015:30

Afternoon break

15:00 - 15:30

15:3017:00

Building cost efficient and effective KYC compliance program

15:30 - 17:00

  • Technology overview for the KYC and onboarding
  • What are the key challenges financial firms facing today?
  • How is regulation and technology changing expectation for the KYC compliance?
  • How does the future of the KYC look like?
Brendan Leddy

Chief compliance officer & head of risk

Tellimer