New Trends in Risk, Governance and Compliance under the Crisis

Learn about: Current trends in risk management, internal audit and compliance; Impact of the revised three lines of defence paper; Impact of the revised operational risk sound practices paper

Join us for the virtual training course that would explore the impact of Covid-19 in financial risk management, audit and compliance, and how to make effective response to the key regulatory development and challenges including the revised three lines of defence paper from IIA, BIS guidance, and regulation requirements.

This practical course will offer provide delegates with the techniques they need to understand the current trends across the financial and banking industries as well as how these have changed as a consequence of the crisis of 2020. New developments and the impact on organisations will be considered and discussed in details.   
 

Dennis Cox

Founder and Chief Executive

Risk Reward

Expert Profile: Dennis William Cox BSc BFP FCA FCSI

 

Dennis Cox is the Founder and Chief Executive of Risk Reward Ltd, where he oversees all consulting and training projects. An internationally recognized financial services risk management. compliance, internal audit and financial crime expert, he specializes in the interdisciplinary forward-looking impact of and opportunities of regulation, digital technologies, and the challenges surrounding credit, market, liquidity/treasury and operational risk, as well as successful compliance implementation techniques and model validation best practise.

Mr. Cox has more than 30 years of experience in the areas of risk, banking, financial crime, audit, and accounting. He has held senior management positions within the banking and accountancy profession as Director, Risk Management at HSBC Insurance Brokers Limited, and Director, Risk Management, Prudential Portfolio Managers. Formerly he held several roles within the audit profession, including Senior Audit Manager (Compliance) at HSBC Holdings PLC and Senior Manager (Banking and Finance) at both BDO Binder Hamlyn and Arthur Young (now Arthur Anderson and Ernst & Young),

Regional and national regulators and regulated banks and financial institutions (traditional and Islamic)  worldwide (USA FDIC, Federal Reserve Bank of New York, Bank of England, the Central Banks of Nigeria, Ghana, South Africa, Kenya, Morocco, Saudi Arabia, the Singapore Monetary Authority, Hong Kong Monetary Authority, Bank of Japan, Bank Negara, Malaysia, Taiwan, the European Union), bank trade associations and their member banks plus national training organisations (British Bankers Association, Taiwanese Academy of Banking and Finance, Association of Cyprus Banks, et al) Cyprus), have benefited from the regulatory, technical and behavioural guidance and training afforded by Mr Cox through Risk Reward Ltd since 2002.

He is a Fellow, Co-founder and Chairman of the Risk Forum for the UK Chartered Securities and Investment Institute and administers the Risk Reward Global Risk Forum on LinkedIn. A Fellow of the Institute of Chartered Accountants (FCA), he has also been a National Council Member for 17 years and a representative of the public as Council Member of the Institute of Actuaries (Insurance) for 10 years.

He holds an honours degree in Mathematics from the London University Westfield College.

A much in-demand speaker and trainer known for his highly-interactive, practical, job-role approaches, ease of communicating complex topics into an enjoyable  social learning experience with wit and personal attention to delegates, Mr. Cox is the author of Banking and Finance: Accounts, Audit and Practice, An Introduction to Money Laundering Deterrence and The International Handbook of Money Laundering Deterrence. He is the co-author of The Mathematics of Banking & Finance and is the senior editor and author of several chapters in The Frontiers of Risk Management.

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What will you learn?
  • Current trends in risk management, internal audit and compliance
  • Impact of the revised three lines of defence paper from the IIA on an organisation
  • Consistency of the IIA paper with guidance issued by the BIS
  • Trends within compliance and regulation and their impact on the organisation
  • Importance of operational resilience and the impact of the revised operational risk sound practices paper
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Who should attend

Relevant departments may include but are not limited to: 

  • Governance
  • Compliance 
  • Internal audit
  • Risk management
  • Regulators 
  • Consultants 

Live Virtual training courses

 

Our live virtual training courses have been designed to engage and inspire you. Much more than a webinar, our approach includes:

  • Technical content compressed into 60-minute interactive sessions and spread out over two, three or four days

  • Facilitated collaboration including Q&A, interactive polling and group workshops

  • Live interaction with subject matter experts – get your questions answered in real time

  • Receive comprehensive course materials and supporting content from Risk.net to reinforce your learning

  • Stay connected with other learners and extend your network by joining our dedicated LinkedIn group for course participants

Not the course for you?

Risk Training offers a great selection of courses providing practical guidance on the latest trends, challenges and regulatory changes that span risk management, regulation and derivatives.

View all courses

E-Learning

Risk Training’s self-paced E-Learning platform offers Essentials of Operational Risk programme, plus more topics to come soon.
 

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