Developing a Conduct and Culture Risk Framework

This training course will give you a knowledge of how to implement a conduct risk framework and a risk culture.

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Developing a Conduct and Culture Risk Framework

March 2021 | Online training

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This training course will give you a knowledge of how to implement a conduct risk framework and a risk culture. You will also learn how to measure conduct risk through metrics and targets.  Other sessions include, three lines of defence, AML and KYC and a comparison of global regulations. 

What will you learn?
What will you learn?
  • The conduct risk landscape and how it is managed 
  • How to measure and identify conduct risk within your organisation including metrics, tolerances and targets
  • Develop strategies to identify and measure conduct risk
  • Best practice approaches to building  and implementing a cohesive conduct risk framework 
  • How to manage AML and KYC and ensure that conduct and culture are imbedded into your company strategies
  • The 3LOD and its role in conduct auditing
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Who should attend?

Relevant departments may include but are not limited to: 

  • Conduct
  • Compliance
  • Culture
  • Risk Management
  • Regulation
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