Agenda

Agenda

Responses to Financial Crime - AML & KYC | Agenda

09:0009:30

Registration & refreshments

09:00 - 09:30

09:3011:00

Financial Crime in Japan: Opportunities And Limitations

09:30 - 11:00

  • Key emerging threats in the digital economy and how businesses structures and human resources  are adapting to tackle financial and conduct risk
  • Reviewing Vulnerability of Japanese Financial System
  • What needs to be done for Japanese Financial Institutions (Lessons Learnt from an Investigation Case Overseas)
  • Why Fin-tech/Reg-tech?

11:0011:30

Morning break

11:00 - 11:30

11:3013:00

What to do now after the FATF visit to Japan

11:30 - 13:00

  • Reviewing the status of AML control and update the enhancement plan
  • On-going Enhancement of your control

13:0014:00

Lunch

13:00 - 14:00

14:0015:30

AML Data Strategy and Practical Application

14:00 - 15:30

  • Legal AML Issues that May Materially Affect AML Data Strategy
  • Group Wide AML Data Strategy and the Problem of Reliance on Customer 
  • Verification of Other Financial Institutions Including Group Companies

15:3016:00

Afternoon break

15:30 - 16:00

16:0017:30

The interplay between financial crime and corruption

16:00 - 17:30

  • Why is financial crime and corruption more often closely linked than not?
  • The close nexus been ABAC (anti-bribery and anti-corruption) law and AML law
  • Why compliance programs usually fail that was drafted to deter both?
  • A look at select enforcement action
  • What should internal controls look like? 

17:3017:30

End of Day 1

17:30 - 17:31

09:0009:30

Registration & refreshments

09:00 - 09:30

09:3011:00

Understanding the Connection Between AML, Anti-Bribery Corruption and Sanctions

09:30 - 11:00

  • Understand the environment and regulators expectations when contemplating transactional risk and the investigation process required
  • Examining  types of organisation structures and internal processes to ensure compliance 
  • Practical examples and solutions on how to embed all functions into your business

11:0011:30

Morning break

11:00 - 11:30

11:3013:00

Data Governance & Data Analytics for AML/CFT

11:00 - 13:00

  • The practices of data analytics/technologies in AML/CFT
    • KYC, Customer risk rating, Transaction monitoring/filtering, etc.
  • The importance of data governance for AML/CFT
  • Main components of data governance
  • Design of data modeling & integration of data
  • Data change management and data quality monitoring, etc.

13:0014:00

Lunch

13:00 - 14:00

14:0015:30

Use of Machine Learning and Artificial Intelligence Applications in Financial Crime

14:00 - 15:30

  • Consider how machine learning and artificial intelligence is shaping are approach to AML, ABC and Sanctions
  • Understanding the balance between automation and compliance to maximize its effectiveness
  • How to instigate an intelligence led approach to tackle financial crime and methods to evaluate the data efficiently

15:3016:00

Afternoon break

15:30 - 16:00

16:0017:30

Mobile Payments and the Growing Impact on AML and ABC

16:00 - 17:30

  • Understanding the operating environment for mobile payments and increasing financial crime in Asia
  • Identifying processes and procedures to counter digital financial crime 
     

17:3017:30

End of course

17:30 - 17:31