Event Agenda

SFTR Full Event Agenda

Day 1

12 June 2019

08:30

Registration and refreshments

09:00

SFTR Requirements and Current Industry Position

  • ESMA
  • Data gathering and MiFID II & EMIR relevance
  • Who reports and what products?
  • Data requirements – ISINs – difference between repos and collateral
  • Trade repository reconciliation

10:30

Morning break

11:00

Evaluating and Choosing Your Vendor and Trade Repository

  • Role of the third party vendor and trade repository, what are they responsible for?
  • Reputation with clients and regulators
  • Data security
  • Reporting volume
  • Reconciliations and breaks management
  • Data management and automation
  • Brexit

12:30

Lunch

13:30

Reporting Requirements

  • Reporting details of all market participants
  • Reporting collateral: Who, what and when should you report? What are the current issues in the market place?
  • Modification report
  • Valuation report
  • Validation, exceptions and reconciliation
  • Harnessing new technologies to optimise reporting:
    • What are institutions doing today?
    • What should a new reporting framework look like going forward (data/processes/reconciliations etc)?

15:00

Afternoon break

15:30

Developing a Break – Prevention Strategy 

  • TR reconciliation:
    • UTI’s, reporting counterparty
    • Other counterparty
    • Master agreement type
  • Finding a TR that can help reconcile breaks
  • Establishing causes of breaks
  • Remediate processes and data sources
  • Risk reduction analysis

17:00

End of Day One

Day 2

13 June 2019

08:30

Refreshments

09:00

Data Gathering for EMIR, MIFIR, REMIT & SFTR

  • What is data?
  • Data as information
  • Data governance
  • Data issues under EMIR
  • The future role of data in transaction reporting

10:30

Morning break

11:00

Liquidity and Collateral Management

  • Sources of securities for repo
  • Lending in the market
  • Yield enhancement strategies
  • Alternative transactions as a source of funding for liquidity and collateral management
  • Collateral management

12:30

Lunch

13:30

SFTR and CSDR Alignment

  • CSDR objectives
  • Key impacts and challenges
  • Overlap between SFTR and CSDR
  • Advantages of alignment

15:00

Afternoon break

15:30

The need for Smart Regulation

  • What is smart regulation?
  • Why and where is current financial market regulation not very smart
  • Why Europe needs a strategy for smart regulation
  • Why we need one golden source of data repositories
17:00

End of course